Studies in Science of Science ›› 2026, Vol. 44 ›› Issue (2): 334-345.
• Innovation Explorations • Previous Articles Next Articles
Received:2024-11-08
Revised:2025-03-30
Online:2026-02-15
Published:2026-02-15
作者简介:张煜(1988-),男,副研究员,博士后,E-mail:zyxicai@qq.com。
基金资助:CLC Number:
ZHANG Yu. Research on the innovation mode selection of Chinese industrial enterprises[J]. Studies in Science of Science, 2026, 44(2): 334-345.
张煜. 中国工业企业的创新模式选择研究[J]. 科学学研究, 2026, 44(2): 334-345.
| 类别 | 变量说明 | 定义指标 | 变量符号 | 变量用途 |
|---|---|---|---|---|
| 维度 | 时间序列 | 时间(年) | t | 时间维度 |
| 个体效应 | 地区(省) | i | 地区维度 | |
| 因变量 | 规模以上工业企业创新模式选择 | 开展产品或工艺创新活动企业数/ 实现组织或营销创新企业数(比例)② | doproductp③ | 稳健性检验,替换realproduct |
| 实现产品或工艺创新企业数/ 实现组织或营销创新企业数(比例) | realproductp | 稳健性检验, 替换realproduct | ||
| 开展产品或工艺创新活动企业数/ 实现组织或营销创新企业数(二值) | doproduct | 稳健性检验, 替换realproduct | ||
| 实现产品或工艺创新企业数/ 实现组织或营销创新企业数(二值) | realproduct | 因变量 | ||
| 规模以上 工业企业内部 影响因素 | 规模以上工业企业规模 | 规模以上工业企业资产总计(亿元) | asset | 控制变量 |
| 企业数(个) | number | 稳健性检验,替换asset | ||
| 规模以上工业企业R&D投入 | R&D人员(人) | busirdlabor | 稳健性检验,替换busirdtime | |
| R&D人员全时当量(人年) | busirdtime | 自变量 | ||
| 规模以上工业企业 R&D经费内部支出(万元) | busirdfund | 自变量 | ||
| 规模以上工业企业创新产出 | 专利申请数(件) | busipatappl | 稳健性检验,替换busipatent | |
| 有效发明专利数(件) | busipatent | 自变量 | ||
| 规模以上工业企业创新合作 | 开展创新合作的企业数(个) | cooperate | 自变量 | |
| 与[高等学校]开展合作的企业占比 | schoolcoop | 稳健性检验,替换cooperate | ||
| 规模以上国有控股工业企业主要经济指标 | 规模以上国有控股工业企业资产总计/规模以上工业企业资产总计 | stateasset④ | 自变量 | |
| 规模以上国有控股工业企业主营业务收入/规模以上工业企业主营业务收入 | stateinc | 稳健性检验,替换stateasset | ||
| 规模以上大型工业企业主要经济指标 | 规模以上大型工业企业资产总计/ 规模以上工业企业资产总计 | largeasset⑤ | 自变量 | |
| 规模以上大型工业企业主营业务收入/规模以上工业企业主营业务收入 | largeinc | 稳健性检验,替换largeasset | ||
| 规模以上工业 企业外部 影响因素 | 全社会研发投入 | 研究与试验发展(R&D)人员(人) | socirdlabor | 稳健性检验,替换socirdtime |
| 研究与试验发展(R&D)人员 全时当量(人年) | socirdtime | 控制变量 | ||
| 研究与试验发展(R&D)经费 内部支出(万元) | socirdfund | 控制变量 | ||
| 全社会科技活动成果 | 国内三种专利申请授权数合计(件) | socipatent | 控制变量 | |
| 《科学引文索引》(篇) | socisci | 稳健性检验,替换socipatent | ||
| 主要社会经济指标 | 地区生产总值(亿元) | gdp | 自变量 | |
| 第三产业增加值(亿元) | service | 自变量 |
Table 1 Definition and description of each variable
| 类别 | 变量说明 | 定义指标 | 变量符号 | 变量用途 |
|---|---|---|---|---|
| 维度 | 时间序列 | 时间(年) | t | 时间维度 |
| 个体效应 | 地区(省) | i | 地区维度 | |
| 因变量 | 规模以上工业企业创新模式选择 | 开展产品或工艺创新活动企业数/ 实现组织或营销创新企业数(比例)② | doproductp③ | 稳健性检验,替换realproduct |
| 实现产品或工艺创新企业数/ 实现组织或营销创新企业数(比例) | realproductp | 稳健性检验, 替换realproduct | ||
| 开展产品或工艺创新活动企业数/ 实现组织或营销创新企业数(二值) | doproduct | 稳健性检验, 替换realproduct | ||
| 实现产品或工艺创新企业数/ 实现组织或营销创新企业数(二值) | realproduct | 因变量 | ||
| 规模以上 工业企业内部 影响因素 | 规模以上工业企业规模 | 规模以上工业企业资产总计(亿元) | asset | 控制变量 |
| 企业数(个) | number | 稳健性检验,替换asset | ||
| 规模以上工业企业R&D投入 | R&D人员(人) | busirdlabor | 稳健性检验,替换busirdtime | |
| R&D人员全时当量(人年) | busirdtime | 自变量 | ||
| 规模以上工业企业 R&D经费内部支出(万元) | busirdfund | 自变量 | ||
| 规模以上工业企业创新产出 | 专利申请数(件) | busipatappl | 稳健性检验,替换busipatent | |
| 有效发明专利数(件) | busipatent | 自变量 | ||
| 规模以上工业企业创新合作 | 开展创新合作的企业数(个) | cooperate | 自变量 | |
| 与[高等学校]开展合作的企业占比 | schoolcoop | 稳健性检验,替换cooperate | ||
| 规模以上国有控股工业企业主要经济指标 | 规模以上国有控股工业企业资产总计/规模以上工业企业资产总计 | stateasset④ | 自变量 | |
| 规模以上国有控股工业企业主营业务收入/规模以上工业企业主营业务收入 | stateinc | 稳健性检验,替换stateasset | ||
| 规模以上大型工业企业主要经济指标 | 规模以上大型工业企业资产总计/ 规模以上工业企业资产总计 | largeasset⑤ | 自变量 | |
| 规模以上大型工业企业主营业务收入/规模以上工业企业主营业务收入 | largeinc | 稳健性检验,替换largeasset | ||
| 规模以上工业 企业外部 影响因素 | 全社会研发投入 | 研究与试验发展(R&D)人员(人) | socirdlabor | 稳健性检验,替换socirdtime |
| 研究与试验发展(R&D)人员 全时当量(人年) | socirdtime | 控制变量 | ||
| 研究与试验发展(R&D)经费 内部支出(万元) | socirdfund | 控制变量 | ||
| 全社会科技活动成果 | 国内三种专利申请授权数合计(件) | socipatent | 控制变量 | |
| 《科学引文索引》(篇) | socisci | 稳健性检验,替换socipatent | ||
| 主要社会经济指标 | 地区生产总值(亿元) | gdp | 自变量 | |
| 第三产业增加值(亿元) | service | 自变量 |
| 变量 | 观测值 | 均值 | 标准差 | 最小值 | 最大值 |
|---|---|---|---|---|---|
| t | 217 | 2019 | 2.004624 | 2016 | 2022 |
| doproductp | 217 | 1.116982 | 0.2791744 | 0.5294118 | 1.92933 |
| realproductp | 217 | 0.942047 | 0.2613965 | 0.3692308 | 1.715529 |
| doproduct | 217 | 0.6267281 | 0.4847918 | 0 | 1 |
| realproduct | 217 | 0.4239631 | 0.4953272 | 0 | 1 |
| schoolcoop | 217 | 0.3402244 | 0.0640741 | 0.19 | 0.5 |
| stateasset | 217 | 0.4726411 | 0.1659824 | 0.1337521 | 0.7451037 |
| stateinc | 217 | 0.3679787 | 0.167662 | 0.095887 | 0.8129556 |
| largeasset | 217 | 0.4709377 | 0.0853283 | 0.206535 | 0.7382982 |
| largeinc | 217 | 0.4371245 | 0.1157636 | 0.1424454 | 0.7335559 |
| i | 217 | 16 | 8.964952 | 1 | 31 |
| lnasset | 217 | 10.25834 | 0.9572959 | 7.012701 | 12.18801 |
| lnnumber | 217 | 8.783889 | 1.36057 | 4.682131 | 11.16623 |
| lnbusirdlabor | 217 | 11.01761 | 1.626337 | 5.631212 | 13.8421 |
| lnbusirdtime | 217 | 10.57757 | 1.699947 | 5.153292 | 13.5575 |
| lnbusirdfund | 217 | 14.45705 | 1.685041 | 8.066522 | 17.28678 |
| lnbusipatappl | 217 | 9.437801 | 1.696755 | 2.995732 | 12.77838 |
| lnbusipatent | 217 | 9.592127 | 1.618663 | 4.406719 | 13.25792 |
| lncooperate | 217 | 7.455282 | 1.5001 | 3.091043 | 10.23728 |
| lnsocirdlabor | 217 | 11.71785 | 1.33207 | 7.760041 | 14.10803 |
| lnsocirdtime | 217 | 11.24331 | 1.405547 | 7.026782 | 13.78762 |
| lnsocirdfund | 217 | 15.00056 | 1.519157 | 10.00711 | 17.6024 |
| lnsocipatent | 217 | 10.59185 | 1.45976 | 5.501258 | 13.67878 |
| lnsocisci | 217 | 8.857851 | 1.488905 | 3.367296 | 11.31268 |
| lngdp | 217 | 9.994706 | 0.9664746 | 7.048743 | 11.76849 |
| lnservice | 217 | 9.327569 | 0.988084 | 6.407639 | 11.16951 |
Table 2 Descriptive statistics of each variable
| 变量 | 观测值 | 均值 | 标准差 | 最小值 | 最大值 |
|---|---|---|---|---|---|
| t | 217 | 2019 | 2.004624 | 2016 | 2022 |
| doproductp | 217 | 1.116982 | 0.2791744 | 0.5294118 | 1.92933 |
| realproductp | 217 | 0.942047 | 0.2613965 | 0.3692308 | 1.715529 |
| doproduct | 217 | 0.6267281 | 0.4847918 | 0 | 1 |
| realproduct | 217 | 0.4239631 | 0.4953272 | 0 | 1 |
| schoolcoop | 217 | 0.3402244 | 0.0640741 | 0.19 | 0.5 |
| stateasset | 217 | 0.4726411 | 0.1659824 | 0.1337521 | 0.7451037 |
| stateinc | 217 | 0.3679787 | 0.167662 | 0.095887 | 0.8129556 |
| largeasset | 217 | 0.4709377 | 0.0853283 | 0.206535 | 0.7382982 |
| largeinc | 217 | 0.4371245 | 0.1157636 | 0.1424454 | 0.7335559 |
| i | 217 | 16 | 8.964952 | 1 | 31 |
| lnasset | 217 | 10.25834 | 0.9572959 | 7.012701 | 12.18801 |
| lnnumber | 217 | 8.783889 | 1.36057 | 4.682131 | 11.16623 |
| lnbusirdlabor | 217 | 11.01761 | 1.626337 | 5.631212 | 13.8421 |
| lnbusirdtime | 217 | 10.57757 | 1.699947 | 5.153292 | 13.5575 |
| lnbusirdfund | 217 | 14.45705 | 1.685041 | 8.066522 | 17.28678 |
| lnbusipatappl | 217 | 9.437801 | 1.696755 | 2.995732 | 12.77838 |
| lnbusipatent | 217 | 9.592127 | 1.618663 | 4.406719 | 13.25792 |
| lncooperate | 217 | 7.455282 | 1.5001 | 3.091043 | 10.23728 |
| lnsocirdlabor | 217 | 11.71785 | 1.33207 | 7.760041 | 14.10803 |
| lnsocirdtime | 217 | 11.24331 | 1.405547 | 7.026782 | 13.78762 |
| lnsocirdfund | 217 | 15.00056 | 1.519157 | 10.00711 | 17.6024 |
| lnsocipatent | 217 | 10.59185 | 1.45976 | 5.501258 | 13.67878 |
| lnsocisci | 217 | 8.857851 | 1.488905 | 3.367296 | 11.31268 |
| lngdp | 217 | 9.994706 | 0.9664746 | 7.048743 | 11.76849 |
| lnservice | 217 | 9.327569 | 0.988084 | 6.407639 | 11.16951 |
| 因变量 | realproduct | ||
|---|---|---|---|
| 变量 | 边际效应 | 变量 | 边际效应 |
| lnasset | 0.179 | largeasset | -1.572* |
| (1.40) | (-2.22) | ||
| lnbusirdtime | 0.354 | lnsocirdtime | -0.639* |
| (1.39) | (-2.08) | ||
| lnbusirdfund | -0.110 | lnsocirdfund | 0.285 |
| (-0.35) | (1.00) | ||
| lnbusipatent | 0.172 | lnsocipatent | 0.455*** |
| (1.20) | (4.37) | ||
| lncooperate | -0.145 | lngdp | -1.089* |
| (-0.97) | (-2.39) | ||
| stateasset | 0.339 | lnservice | 0.534 |
| (1.20) | (1.18) | ||
| 样本量 | 217 | ||
| 拟合优度 | — | ||
Table 3 Benchmark regression results
| 因变量 | realproduct | ||
|---|---|---|---|
| 变量 | 边际效应 | 变量 | 边际效应 |
| lnasset | 0.179 | largeasset | -1.572* |
| (1.40) | (-2.22) | ||
| lnbusirdtime | 0.354 | lnsocirdtime | -0.639* |
| (1.39) | (-2.08) | ||
| lnbusirdfund | -0.110 | lnsocirdfund | 0.285 |
| (-0.35) | (1.00) | ||
| lnbusipatent | 0.172 | lnsocipatent | 0.455*** |
| (1.20) | (4.37) | ||
| lncooperate | -0.145 | lngdp | -1.089* |
| (-0.97) | (-2.39) | ||
| stateasset | 0.339 | lnservice | 0.534 |
| (1.20) | (1.18) | ||
| 样本量 | 217 | ||
| 拟合优度 | — | ||
| (1) | (3) | (2) | (4) | ||
|---|---|---|---|---|---|
| probit模型 | panel模型 | logit模型 | panel模型 | ||
| 因变量 | realproduct | realproductp | 因变量 | doproduct | doproductp |
| lnasset | 0.191 | 0.126 | lnnumber | -0.815*** | -0.399*** |
| (1.52) | (1.77) | (-6.61) | (-4.48) | ||
| lnbusirdtime | 0.362 | 0.0870 | lnbusirdlabor | 0.211 | 0.161* |
| (1.51) | (1.11) | (0.96) | (1.99) | ||
| lnbusirdfund | -0.120 | -0.221** | lnbusirdfund | 0.459* | -0.146 |
| (-0.42) | (-3.28) | (2.39) | (-1.88) | ||
| lnbusipatent | 0.186 | 0.115* | lnbusipatappl | 0.410*** | 0.269*** |
| (1.37) | (2.13) | (4.04) | (4.38) | ||
| lncooperate | -0.168 | 0.107 | schoolcoop | -2.285*** | -0.792** |
| (-1.16) | (1.82) | (-3.91) | (-2.75) | ||
| stateasset | 0.344 | 0.356 | stateinc | -0.309 | 0.244 |
| (1.22) | (1.69) | (-0.89) | (0.86) | ||
| largeasset | -1.615* | -1.151*** | largeinc | -0.297 | -0.363 |
| (-2.30) | (-4.10) | (-0.81) | (-1.31) | ||
| lnsocirdtime | -0.654* | -0.248 | lnsocirdlabor | 0.0233 | -0.0327 |
| (-2.25) | (-1.71) | (0.08) | (-0.20) | ||
| lnsocirdfund | 0.296 | 0.321* | lnsocirdfund | -0.513* | 0.104 |
| (1.12) | (2.17) | (-2.35) | (0.69) | ||
| lnsocipatent | 0.470*** | 0.169*** | lnsocisci | 0.214* | 0.0729 |
| (4.42) | (3.63) | (2.01) | (1.13) | ||
| lngdp | -1.029* | -0.435* | lngdp | 0.402 | 0.533 |
| (-2.44) | (-1.97) | (1.18) | (1.90) | ||
| lnservice | 0.466 | 0.0338 | lnservice | -0.474 | -0.461 |
| (1.11) | (0.15) | (-1.69) | (-1.70) | ||
| 常数项 | 0.608 | 常数项 | -0.0826 | ||
| (0.93) | (-0.11) | ||||
| 样本量 | 217 | 217 | 样本量 | 217 | 217 |
| 拟合优度 | — | — | 拟合优度 | — | — |
Table 4 Results of robustness test
| (1) | (3) | (2) | (4) | ||
|---|---|---|---|---|---|
| probit模型 | panel模型 | logit模型 | panel模型 | ||
| 因变量 | realproduct | realproductp | 因变量 | doproduct | doproductp |
| lnasset | 0.191 | 0.126 | lnnumber | -0.815*** | -0.399*** |
| (1.52) | (1.77) | (-6.61) | (-4.48) | ||
| lnbusirdtime | 0.362 | 0.0870 | lnbusirdlabor | 0.211 | 0.161* |
| (1.51) | (1.11) | (0.96) | (1.99) | ||
| lnbusirdfund | -0.120 | -0.221** | lnbusirdfund | 0.459* | -0.146 |
| (-0.42) | (-3.28) | (2.39) | (-1.88) | ||
| lnbusipatent | 0.186 | 0.115* | lnbusipatappl | 0.410*** | 0.269*** |
| (1.37) | (2.13) | (4.04) | (4.38) | ||
| lncooperate | -0.168 | 0.107 | schoolcoop | -2.285*** | -0.792** |
| (-1.16) | (1.82) | (-3.91) | (-2.75) | ||
| stateasset | 0.344 | 0.356 | stateinc | -0.309 | 0.244 |
| (1.22) | (1.69) | (-0.89) | (0.86) | ||
| largeasset | -1.615* | -1.151*** | largeinc | -0.297 | -0.363 |
| (-2.30) | (-4.10) | (-0.81) | (-1.31) | ||
| lnsocirdtime | -0.654* | -0.248 | lnsocirdlabor | 0.0233 | -0.0327 |
| (-2.25) | (-1.71) | (0.08) | (-0.20) | ||
| lnsocirdfund | 0.296 | 0.321* | lnsocirdfund | -0.513* | 0.104 |
| (1.12) | (2.17) | (-2.35) | (0.69) | ||
| lnsocipatent | 0.470*** | 0.169*** | lnsocisci | 0.214* | 0.0729 |
| (4.42) | (3.63) | (2.01) | (1.13) | ||
| lngdp | -1.029* | -0.435* | lngdp | 0.402 | 0.533 |
| (-2.44) | (-1.97) | (1.18) | (1.90) | ||
| lnservice | 0.466 | 0.0338 | lnservice | -0.474 | -0.461 |
| (1.11) | (0.15) | (-1.69) | (-1.70) | ||
| 常数项 | 0.608 | 常数项 | -0.0826 | ||
| (0.93) | (-0.11) | ||||
| 样本量 | 217 | 217 | 样本量 | 217 | 217 |
| 拟合优度 | — | — | 拟合优度 | — | — |
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