• 中国科学学与科技政策研究会
  • 中国科学院科技战略咨询研究院
  • 清华大学科学技术与社会研究中心
ISSN 1003-2053 CN 11-1805/G3

科学学研究 ›› 2026, Vol. 44 ›› Issue (1): 216-224.

• 前沿与观点 • 上一篇    

英国高校“数据审计框架”对我国的启示

黄溶冰   

  1. 浙江工商大学
  • 收稿日期:2024-09-25 修回日期:2024-11-05 出版日期:2026-01-15 发布日期:2026-01-19
  • 通讯作者: 黄溶冰
  • 基金资助:
    国家社会科学基金重点项目

The UK's ‘Data Audit Framework’ in Universities and Implications for China

  • Received:2024-09-25 Revised:2024-11-05 Online:2026-01-15 Published:2026-01-19

摘要: 高校作为科技创新的主体,需要从数据资产的高度做好科学数据管理工作。作为较早实施高校数据资产管理的国家,英国拥有较为成熟的经验。本文首先介绍了英国高校数据审计框架(DAF)的项目背景,分析了该框架作为一项科学数据管理工具的实施范围、实施内容、实施程序和实施方法,以及在实践应用中的主要做法。在此基础上,本文从统筹规划、分类分级、问题导向和持续改进四个方面总结了该框架的适用性特征。最后,本文探讨了该框架对我国高校数据资产管理的借鉴和启示,包括从优化审计环境的角度树立资产意识、从完善审计依据的角度健全管理制度、从实施管理审计的角度推进规范管理、从夯实审计条件的角度做好宣传培训等。

Abstract: As the main body of technological innovation, universities need to do a good work in scientific data management from the perspective of data assets. As an early explorer conducting data asset management, the UK’ university has relatively mature experience. This paper first introduces the project background of the Data Audit Framework (DAF) for British universities, analyzes the implementation scope, content, procedures, and methods as a scientific data management tool, and discusses its main practices in application. On this basis, this paper summarizes the applicability characteristics of the framework from four aspects: overall planning, classification and grading, problem orientation, and continuous improvement. Finally, this paper explores the reference and implication of this framework for data asset management in Chinese universities, including establishing asset awareness from the perspective of optimizing audit environment, improving management system from the perspective of perfecting audit standard, promoting normalized management from the perspective of implementing management audit, and conducting training and propaganda from the perspective of consolidating audit condition.