• 中国科学学与科技政策研究会
  • 中国科学院科技战略咨询研究院
  • 清华大学科学技术与社会研究中心
ISSN 1003-2053 CN 11-1805/G3

科学学研究 ›› 2025, Vol. 43 ›› Issue (10): 2046-2055.

• 热点议题 • 上一篇    下一篇

“卡脖子”情境:内涵特征、演进逻辑与突破路径

霍影1,2,武建龙3,鲍萌萌3,4   

  1. 1. 哈尔滨理工大学.经济与管理学院
    2. 黑龙江科技大学.管理学院
    3. 哈尔滨理工大学
    4.
  • 收稿日期:2024-09-11 修回日期:2025-06-13 出版日期:2025-10-15 发布日期:2025-10-15
  • 通讯作者: 武建龙
  • 基金资助:
    国家自然科学基金面上项目;国家自然科学基金面上项目;国家社科基金重大项目

"Stranglehold" context: connotation characteristics, evolution logic and breakthrough path

  • Received:2024-09-11 Revised:2025-06-13 Online:2025-10-15 Published:2025-10-15

摘要: 伴随“卡脖子”问题愈加严峻,学界对卡脖子“技术”持续聚焦,但对卡脖子“情境”却关注不足,忽视了不同情境下“卡脖子”的差异化特征和动态挑战,导致研究结论缺乏针对性,策略建议与情境匹配性不足。鉴于此,从内涵特征、演进逻辑与突破路径对“卡脖子”情境进行系统梳理和归纳总结,廓清其与“发展瓶颈”的本质区别,发现“卡脖子”情境存在国家竞争性、后发必然性、政治干预性、经济强制性和动态演进性五方面显著特征,可被逻辑解构为技术“卡脖子”情境、生态“卡脖子”情境和市场“卡脖子”情境三个类别,后发国家各类创新组织在遵循科技自立自强、构建创新联合体和发展新质生产力顶层设计指导下,可以通过双元并举、兼容并包和协作并进三种突破模式分阶段实施突破性创新、融通创新和颠覆性创新,依次掌握先进技术、拥有互补资产和拓展海外市场,并在有为政府、有效市场和有力治理的助力下,分别实现关键核心技术产品“造得出”“用得了”和“销得好”,循序突破技术“卡脖子”情境、生态“卡脖子”情境和市场“卡脖子”情境。

Abstract: With the intensification of global scientific and technological competition, developed countries have imposed stricter blockades and restrictions on various innovation organizations in developing countries in key core technologies in order to maintain technological leadership. The development dilemma faced by the latter in key core technological innovation is becoming more complex, which is compared to "stranglehold" in academia and even industry. As the problem of "stranglehold" becomes increasingly severe, the academic community has conducted a lot of research on the "stranglehold" technologies (only at the technical level) of developing countries, focusing on why their innovation organizations are "stranglehold" in trying to acquire key core technologies such as chip manufacturing, but ignoring that the "stranglehold" implemented by developed countries is not limited to restricting the export of their own key technologies, but after the innovation organizations of late developing countries are forced to develop independently controllable key core technologies, developed countries will also curb the key core technologies independently developed by the latter in terms of technology ecology, business ecology and even market access. The "stranglehold" context encountered by the latter has extended to the ecological and market levels, but the academic community has paid insufficient attention to this. This leads to the lack of pertinence of research conclusions and the lack of matching between strategy suggestions and situations. In view of this, based on the specific practice of innovation organizations in China's chip industry encountering and breaking through the "stranglehold" situation, this paper systematically combs and summarizes the "stranglehold" situation from three aspects: connotation characteristics, evolution logic and breakthrough path. The study finds that: Firstly, the "stranglehold" context is that under the background of national competition, technology leading countries politicize economic, trade and scientific and technological issues, exceed the boundaries of national normal economic behavior in terms of technology, ecology and market, dynamically evolve and implement economic coercion and political intervention, restrict the export of domestic advanced technologies and products to late developing countries, prevent innovation organizations in late developing countries from obtaining complementary assets from the innovation ecosystem dominated by technology leading countries, and prevent technology products with comparative advantages in late developing countries from entering the international market, so that late developing countries and their various innovation organizations fall into a passive controlled, sluggish development situation and commercial disadvantage. Secondly, interest competition and mutual game between countries are the internal motivation for the existence of the "stranglehold" context. The catch up of key core technologies of late developing countries is the external condition that triggers the emergence of the "stranglehold" context. Politicizing, weaponizing and instrumentalizing economic and trade science and technology issues is the essential connotation of the "stranglehold" context, and claiming market rights beyond the boundaries of normal economic behavior is the boundary of the "stranglehold" context. It shows a differentiated mechanism of action according to time, and is the development law of the "stranglehold" context. Therefore, The "stranglehold" context has five significant characteristics: national competitiveness, inevitability of latecomers, political intervention, economic coercion, and dynamic evolution. It can be logically deconstructed into three categories: technological "stranglehold" context, ecological "stranglehold" context, and market "stranglehold" context. Thirdly, under the guidance of the top-level design of self-reliance and self-improvement in science and technology, building innovation consortia, and developing new quality productivity, various innovative organizations in latecomer countries can implement breakthrough innovation, integrated innovation, and disruptive innovation in stages through three breakthrough modes as dualism, inclusiveness, and collaboration. They can sequentially master advanced technologies, possess complementary assets, expand overseas markets, and achieve "made out", "used well", and "sold well" in key core technology products with the help of a proactive government, effective market, and strong governance. They can sequentially break through the technological "stranglehold" context, ecological "stranglehold" context, and market "stranglehold" context.