• 中国科学学与科技政策研究会
  • 中国科学院科技战略咨询研究院
  • 清华大学科学技术与社会研究中心
ISSN 1003-2053 CN 11-1805/G3

科学学研究 ›› 2026, Vol. 44 ›› Issue (7): 1466-1477.

• 创新探索 • 上一篇    下一篇

链主企业赋能链员企业关键核心技术突破研究

姚海琳1,黄琼1,耿红军2   

  1. 1. 中南大学
    2. 南京理工大学
  • 收稿日期:2025-03-31 修回日期:2025-10-13 出版日期:2026-07-15 发布日期:2026-07-15
  • 通讯作者: 耿红军
  • 基金资助:
    未来技术产业化的政策促进机制与路径研究;地方产业链政策提升产业链现代化水平的影响效应和作用机制研究;国家重要先进制造业高地建设路径与政策研究

Chain Empowerment: A Study on the Mechanism and Effect of Leading-Chain Enterprises in Promoting Key Core Technology Breakthroughs of Chain Member Enterprises

  • Received:2025-03-31 Revised:2025-10-13 Online:2026-07-15 Published:2026-07-15
  • Contact: Hongjun Geng

摘要: 发挥链主企业牵引作用,实现产业链供应链上关键核心技术的全链条整体突破,是保障产业链供应链安全的重要途径。本文首次构建2015-2022年中国先进制造业链主—链员企业数据库,探讨上下游链主企业能否以及如何促进链员企业关键核心技术突破。研究发现,当上游链主企业基础研究水平较高时,能显著促进链员企业关键核心技术突破,而下游链主—链员企业间不存在此类效应。机制研究表明,上游链主企业主要通过心理赋能、资源赋能和结构赋能三种赋能效应影响链员企业。异质性研究发现,当链员企业为非国有、所处行业竞争激烈、所在地区人力资本水平低,以及链主-链员企业间存在更近的地理及技术距离、更远的组织距离(链主国有-链员非国有)情况下,促进效应更为显著。本文拓展了产业链供应链上创新溢出效应的研究,对如何发挥链主企业牵引作用以提升全产业链技术创新能力、增强产业链供应链自主可控水平具有重要的实践启示。

Abstract: Playing the role of leading-chain enterprises' traction to achieve the overall breakthroughs of key core technology throughout the industrial chain and supply chain is an important way to guarantee the security of the industrial chain and supply chain. According to existing literature, corporate basic research can generate positive spillover effects, which influence subsequent innovation both within and across industries. So, when a leading-chain enterprise enhances its basic research capabilities, could this generate spillover effects along the industrial chain and supply chain that impact other enterprises in the chain, beyond potentially influencing its own technological breakthroughs? If there is an impact, through what mechanisms does the spillover effect operate? Does this impact vary between upstream and downstream leading-chain enterprises and member enterprises? However, relevant research has not systematically addressed these questions. The dimensions within empowerment theory can be categorized into psychological, resource, and structural empowerment. These dimensions systematically reveal the systemic impact of basic research conducted by leading-chain enterprises on breakthroughs in key core technologies among chain member enterprises. This study focuses on the bottlenecks faced by chain member enterprises in pursuing key core technological innovations. Guided by empowerment theory, it conducts theoretical analysis centered on whether leading-chain enterprises can effectively empower chain member enterprises to overcome their innovation barriers. Empirical testing is conducted using a large sample of data from listed advanced manufacturing enterprises from 2015 to 2022. The findings are as follows: (1) when the level of basic research of upstream leading-chain enterprises is high, it can significantly promote key core technology breakthroughs of chain member enterprises, while no such effect exists between downstream leading-chain enterprises and chain member enterprises. (2) Mechanism research shows that upstream leading-chain enterprises promote key core technology breakthroughs of chain member enterprises mainly through three kinds of empowerment effects: psychological empowerment, resource empowerment and structural empowerment. (3) Heterogeneity analysis reveals that the positive effect is more pronounced when: -Chain member firms are non-state-owned; - The industry faces intense competition; - The region exhibits low human capital levels; - Geographical and technological distances between leading-chain and member firms are shorter, while organizational distances are greater (e.g., state-owned leading-chain firms paired with non-state-owned members). The contributions of this paper are as follows: First, the scope of spillover effects are expanded to include leading-chain and chain-member enterprises classified by their positions within the industrial chain, thereby broadening the scope of research subjects for industrial chain and supply chain spillover effects. Second, through large-sample empirical tests, we find that the spillover effects of upstream and downstream leading-chain enterprises' basic research is different along the industrial chain and supply chain. This provides new empirical evidence on whether leading-chain enterprises can drive the development of chain-member enterprises in innovation fields. Furthermore, guided by the empowerment theory, we have unlocked the inherent “black box” of spillover effects generated by the basic research of leading-chain enterprises. This also expands the application scenarios of the empowerment theory. Finally, this paper also establishes for the first time a methodology for identifying leading-chain enterprises and chain member enterprises. This provides a relatively precise and feasible basis for subsequent research to identify and determine such entities.

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