• 中国科学学与科技政策研究会
  • 中国科学院科技战略咨询研究院
  • 清华大学科学技术与社会研究中心
ISSN 1003-2053 CN 11-1805/G3

科学学研究 ›› 2025, Vol. 43 ›› Issue (10): 2166-2175.

• 创新探索 • 上一篇    下一篇

如何破解企业专利交易困境? ———来自国家标准化综合改革试点的准自然实验

郝兆兴,叶阳   

  1. 西南财经大学经济与管理研究院
  • 收稿日期:2024-08-05 修回日期:2024-10-17 出版日期:2025-10-15 发布日期:2025-10-15
  • 通讯作者: 叶阳
  • 基金资助:
    创新资源重构战略、企业脱困和知识转移:基于专利交易新视角

How to Incentivize Companies to Trade Patents? --A Quasi Experiment from the Chinese Standardization Comprehensive Reform Pilot Project

  • Received:2024-08-05 Revised:2024-10-17 Online:2025-10-15 Published:2025-10-15
  • Contact: ye yang

摘要: 通过企业间交易实现专利合理配置是培育发展新质生产力的重要方向,“国家标准化综合改革试点”政策是标准与科技创新互动的重要举措。本文以省级政府颁布的“国家标准化综合改革试点”建设方案为准自然实验,采用多时点双重差分模型实证检验标准化建设对企业专利交易的影响,以揭示标准化建设在微观层面的专利配置作用。研究发现,标准化建设显著促进了企业间的专利交易,其影响机制是通过降低制度性交易成本和提高企业创新注意力,实现了企业间专利的有效配置。此外,研究还发现,标准化建设不仅能促进企业间的专利交易,还能进一步提高企业创新质量和财务绩效,但对企业市场势力没有显著影响。本文量化评估了标准化建设的专利配置效应,对于增强标准化治理效能、激发企业专利配置意愿具有重要启示意义。

Abstract: The strategic allocation of patents through inter-enterprise transactions is crucial for fostering and advancing new quality productive forces. The Chinese Standardization Comprehensive Reform Pilot policy is an important initiative promoting the interaction between standards and technology innovation. Using the construction plan of Chinese Standardization Comprehensive Reform Pilot promulgated by the provincial government as a quasi-experiment, this paper examines the impact of standardization on enterprise patent transactions by using a Staggered DID model, revealing the role of standardization in the allocation of patents at the micro level. The findings show that standardization construction significantly promotes enterprise patent transaction by reducing institutional transaction costs and enhancing enterprises' focus on innovation. Additionaly, the study finds that standardization construction can further improve innovation quality and financial performance following the promotion of corporate patent transactions, although it does not affect corporate market power. This paper quantitatively evaluates the patent allocation effect of standardization construction, offering valuable insights for enhancing the effectiveness of standardization governance and encouraging enterprises to reallocate patents.