• 中国科学学与科技政策研究会
  • 中国科学院科技战略咨询研究院
  • 清华大学科学技术与社会研究中心
ISSN 1003-2053 CN 11-1805/G3

科学学研究 ›› 2026, Vol. 44 ›› Issue (9): 1852-1864.

• 理论与方法 • 上一篇    下一篇

三重障碍视角下关键核心技术破障路径研究

袭讯   

  1. 浙江工商大学 工商管理学院
  • 收稿日期:2025-07-24 修回日期:2025-10-10 出版日期:2026-09-15 发布日期:2026-09-15
  • 通讯作者: 袭讯

Research on Barrier-Breaking Pathways for Key Core Technologies from the Perspective of Triple Barriers

  • Received:2025-07-24 Revised:2025-10-10 Online:2026-09-15 Published:2026-09-15

摘要: 破解关键核心技术面临的复合型障碍是实现科技自立自强的必经之路。本文基于“知识断层-路径依赖-生态位锁定”分析框架,系统揭示三重障碍的形成与破解机制:知识断层表现为显性知识碎片化与隐性知识传承断裂的双重困境,其需借助显性知识系统整合、隐性知识显化与知识系统迭代的全链条重构机制实现突破;路径依赖源于技术体系自我固化、产业链协同锁定与制度组合约束,需以技术架构模块化分解与技术标准重构,并设计灵活调试政策工具等实现轨道跃迁;生态位锁定本质是技术标准、制度规则与知识网络的多维权力制约,实现生态位攀升依赖于技术架构重组、制度规则重塑整合及知识权力认知重构的协同策略。此外,三重破障路径之间存在动态关联,知识重构为技术轨道跃迁提供原理支撑,轨道跃迁创造生态位攀升接口条件,生态位攀升反哺知识生产模式革新,形成从知识重构到技术轨道跃迁到生态位攀升再回到知识重构的正循环。

Abstract: Breaking through the composite barriers in key core technologies is a necessary path to achieving technological self-reliance and strength. Based on the knowledge gap, path dependence and niche lock-in analytical framework, our paper systematically reveals the formation mechanisms of the triple barriers: Knowledge gap manifests as a dual imbalance between the fragmentation of explicit knowledge and the interruption in the inheritance of tacit knowledge. To break through it, a full-chain reconstruction mechanism is required, which includes the systematic integration of explicit knowledge, the explicit transformation of tacit knowledge, and the iterative optimization of knowledge systems; Path dependence arises from the self-solidification of technological systems, the synergistic lock-in of industrial chains, and the constraints of institutional combinations. To achieve trajectory transition, it is necessary to carry out modular decomposition of technical architectures, reconstruct technical standards, and design flexibly adjustable policy tools, among other measures. Niche Lock-in, in essence, refers to the multi-dimensional power solidification of technical standards, institutional rules, and knowledge networks. Achieving niche climbing relies on synergistic strategies including the reorganization of technical architectures, the remolding and integration of institutional rules, and the cognitive reconstruction of knowledge power. Furthermore, there exists a dynamic correlation between the triple barrier-breaking paths: knowledge reconstruction provides theoretical support for the leap of technological trajectories, the leap of technological trajectories creates interface conditions for niche ascension, and niche ascension feeds back to drive the innovation of knowledge production, thus forming a positive cycle that starts from knowledge reconstruction, moves to the leap of technological trajectories, then to niche ascension, and finally returns to knowledge reconstruction. Based on the above conclusions, the following implications are derived: ① Establish a knowledge factor transformation system to resolve the dilemma of tacit knowledge inheritance. A national industrial knowledge graph platform should be built to integrate multimodal perception technologies and systematically capture high-dimensional tacit knowledge. ② Innovate dynamic policy tools to address the dilemma of technological trajectory lock-in. It is necessary to design a special policy package for intergenerational technological leaps and embed a flexible buffer mechanism to cope with path dependence. ③ Implement an innovation ecosystem power restructuring project to break through standard nesting blockades. A technological standard upgrading plan should be launched, and a mechanism for transforming international rules on standard nesting should be established. ④ Improve the collaborative barrier-breaking mechanism to enhance systematic evolution capability. An industry-university-research-government collaborative platform covering barrier diagnosis, path adaptation, and innovation ecosystem restructuring should be constructed, and a real-time monitoring indicator system for the three types of barriers should be developed.

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